Garnishments, Levies,
and Subpoenas

A practical course for handling legal process requests with confidence and consistency.

Thursday, November 5, 2026 | 1:00 – 2:00 PM ET
$195 | FREE for FI Learning Group Member Institutions

Legal demands are increasing. Is your team prepared?

Financial institutions regularly receive garnishments, tax levies, subpoenas, warrants and other legal process requests. Responding correctly requires more than simply following the instructions on the document.

Frontline staff, operations teams and compliance professionals need clear procedures for identifying the type of legal process received, determining institutional obligations, protecting customer information and responding within required timeframes.

This practical webinar provides a framework for evaluating, documenting and responding to common legal orders while managing regulatory obligations, customer privacy and institutional risk.

Presented by:
Chris Van Dyck, Cogent Law
Erin O'Donnell, FI Learning Group

Chris Van Dyck of Cogent Law and Erin O'Donnell of FI Learning Group will walk participants through common legal process challenges—from deciphering vague subpoenas to navigating customer privacy requirements under the Right to Financial Privacy Act, GLBA and related requirements. Attendees will leave with a clearer understanding of institutional obligations, risk mitigation strategies and practical procedures for protecting both the financial institution and the account holder.

Practical Takeaways

What You'll Learn

✓

Understand the differences between garnishments, levies, subpoenas and warrants—and how each can affect account activity.

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Learn how to evaluate legal orders and determine when legal counsel should be consulted.

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Review customer notification requirements and privacy considerations, including RFPA and GLBA.

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Explore procedures for handling out-of-state orders, joint accounts and benefit-protected funds, including Social Security payments.

✓

Gain practical strategies for building internal procedures and documentation practices that promote consistency and regulatory compliance.

Who Should Attend?

Deposit Operations • Compliance • Risk Management • Branch Administration • Retail Banking • Customer Service • Legal • Executive Management

Your Registration Includes

✓ Live one-hour webinar
✓ On-demand access following the program
✓ Presentation materials and handouts
✓ Certificate of completion
✓ Unlimited additional seats from the same institution

Register Today

Thursday, November 5, 2026
1:00 – 2:00 PM ET

$195 Individual Registration
FREE for FI Learning Group Member Institutions

Not a member? FI Learning Group's $2,495 annual institutional membership includes access to live and on-demand webinars and certifications for your entire organization.

FI Learning Group

Practical education and professional development for financial institutions.